Practice area
Regulatory & Compliance
Advisory and representation for businesses operating in highly regulated environments, before RBI, SEBI, IRDAI and other authorities.
Businesses in regulated sectors carry an obligation that does not pause for commercial pressure. We help clients understand the frameworks that apply to them, obtain the approvals and licences they need, and manage their interactions with regulators when questions arise.
The work runs from building a compliance programme before it is needed to representing a client through an inspection, enquiry or adjudication once it is. Having sat on the in-house side of these conversations, the firm advises with a clear view of how regulators actually approach them.
In detail
What we advise on
Reserve Bank of India (RBI)
Advisory on regulatory frameworks, licensing, NBFC regulations, compliance requirements and regulatory inspections.
Securities and Exchange Board of India (SEBI)
Advice on securities laws, listing obligations, disclosure requirements, corporate governance and regulatory investigations.
Insurance Regulatory and Development Authority (IRDAI)
Advisory on insurance regulations, licensing, corporate governance and compliance matters.
Listed and Unlisted Companies
Guidance on compliance with corporate laws, governance standards and statutory obligations.
NBFCs, Insurance Companies & Broking Entities
Comprehensive support on regulatory compliance, governance frameworks, licensing, reporting and regulatory inspections.
Compliance Management & Governance
Assistance in developing robust compliance programs, policies, internal controls and governance frameworks.
Regulatory Investigations & Interactions
Representation and advisory in regulatory investigations, enquiries and adjudication proceedings.
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